About Bualuang Services i-Trading TFEX Online Knowledge Investor Relations Contact Us
 
     
Open an account and you will be eligible for the following services:
  • An account officer will be assigned to facilitate trades and to provide recommendations.
  • An username and password will be provided for Bualuang i-Trading service.
  • Research publications will be sent to your email address.
  • Using Realtime news and Technical Analysis tools.


They are based on method of order placement:

           *Excluding VAT (+ 7%).
           *Excluding Trading Fee 0.005%, Clearing Fee 0.001%, and Regulatory Fee 0.0018% of trade value per day.

Daily minimum commission is applied on the day you have an order executed. It is based on account type, settlement and documents delivery methods:
          - Cash Balance and Trade via i-Trading and receieve order confirmation via E-mail (E-Confirmation) ; No minimum.
          - Settlement by auto-debiting/crediting (ATS) and documents delivery by post or to a trading room; 100 Baht/day/account.
          - Using messenger services; 200 Baht/day/account.

We offer 4 types of accounts:
  1. Cash Balance
  2. Cash Collateral
  3. Normal Cash
  4. Credit Balance
  • Foreign clients, including Thais who reside abroad, are requested to use cash balance accounts.
  • Clients should have Thai Baht bank accounts in order to receive dividends from registered companies. The bank accounts can be resident or non-resident. Please visit Bangkok Bank website for more details.
  • Credit balance is reserved for clients with established track records of any type of Bualuang cash account.
  • Opening a joint trading account is not permitted.


Cash balance clients :

Depositing money with Bualuang Securities to increase buying limit. Please click
for Bualuang Securities deposit rate and bank accounts.

Cash collateral or normal cash clients may choose one of the following methods:

  1. Auto-debiting/crediting of a bank account (ATS). Applicable banks are BAY, BBL, KTB, KBANK, SCB, UOB, Thanachart, TBANK, TMB, SCIB.
  2. Payment by bank cheque.
  3. Remitting money into Bualuang securities bank accounts.
Settlement date for all types of accounts is T+3. Please note that cash collateral and normal cash clients applying for Bualuang i-Trading service will be asked to settle by ATS.

A joint bank account is not applicable for settlement.

ATS for bank account of KBANK can be applied via ATM of KBANK by following these steps.

1. Insert your card, and type PIN number.
2. Choose “Other / Direct Debit > Register KBANK Direct Debit”.
3. Select from > Savings Account.
4. Insert Company ID: 50201, and press “Correct”.
5. Insert Customer ID: (6 digits), and press “Correct”.
6. Read Terms and Conditions and press “Confirm”
7. Press “Confirm Transaction”. (If the receipts could not be produced, or your transaction has timed out, the transaction will be canceled.)
8. Fax the slip to 02 618 1120. After receiving confirmation documents, you will be able to use ATS service

for more information please click here.



Details for each type of client are outlined below:
  1. Foreign individual
  2. Foreign juristic
  3. Local juristic
Foreign Individual
  1. Prepare the following application attachments:
    a. A certified copy of passport
    b. A certified copy of Thai Baht bank passbook.
  2. Download the application documents. Fill and sign on all the X marks. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.

Foreign Juristic
  1. Prepare the following application attachments:
    a. Copy of Memorandum and Articles of Association and Certificate of Incorporation.
    b. Copy of Board Resolution allowing the company to open an account.
    c. Copy of company financial statement covering the last two years.
    d. A certified copy of Thai-Baht bank passbook with account number and owner name.
    e. Verification from the Notary Public and attestation by the Royal Thai Embassy in the country of company registration.
  2. Download and fill the application documents. Endorse on all the X marks by authorized persons and imprint the company seal on the signature card. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.

Thai Individual
  1. Prepare the following application attachments:
    a. A certified copy of Identification card.
    b. A certified copy of house registration.
    c. A certified copy of a bank passbook with account number, owner name, and 6-month records.
  2. Open a securities trading account online. Please click here and sign all application form.
  3. Send all your documents and application form to :
    Bualuang Securities Public Company Limited.(Open Account)
    Bualuang Investment Station 1-7 Zueling House, Unit 1A , 4th Floor, Silom Road , Bangrak Bangkok 10500 .
  4. May start trading after receiving of an account number and password.

Local Juristic
  1. Prepare the following application attachments:
    a. Copy of Memorandum and Articles of Association and Certificate of Incorporation.
    b. Copy of Company Registration Certificate from Ministry of Commerce.
    c. Copy of Board Resolution allowing the company to open an account.
    d. Copy of company financial statement covering the last two years.
    e. Copy of tax certificate.
    f. A certified copy of bank passbook with account number and owner name, if any.
  2. Download and fill the application documents. Endorse on all the X marks by authorized persons and imprint the company seal on application forms and signature cards. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.



Clients can increase buying limit via the following channels:
1. Bill payment service of BBL, KBANK, and SCB.

Internet Banking Click for instruction to use the service and related transaction fee
ATM Click for instruction to use the service and related transaction fee (clients need to possess ATM card of bank in service.)
Bank Counter Service Click for B-Pay Form download

For Bill Payment Service of Bangkok Bank

Complete the transaction with correct Reference number 1 (Your 7-digit number of equity account or 6-digit number of your derivatives account) and Reference number 2 (Your ID or passport number similar to the one given to BLS). The system will automatically deposit the money to the specified trading account. However, reference number 2 must be numerical text. If your passport number has any alphabet, we would like to suggest you to use our E-Pay service as described in option 2 below.

For Bill Payment Service of Siam Commercial Bank and Kasikorn Bank

After clients finish the transactions via Internet Banking , ATM or Bank Counter Service ,Bualuang Securities will verify the completeness of transactions at 9.15 am, 10.30 am, 12.00 pm, 2.00 pm, 3.30 pm, 4.30 pm and 5.30 pm of every business day. The money will be added to the trading account on the same business day after the transaction is verified. Clients are not required to send or fax any document.

2. E-Pay:
An online channel through which you can deposit cash as collateral for securities or derivatives trading accounts. The amount transferred via E-Pay must be between Bt10,000 and Bt500,000 per transaction. The E-Pay service is free-of-charge. No documents are needed after funds are transferred via E-Pay.
Please click here for E-Pay manual.

Remark: Bualuang Securities reserves the right to terminate our E-Pay fee burden without prior notice.

3. Bank counters service.
Clients can remit money to the pledged account or to Bualuag Securities bank account in order to increase buying limit. Please fax every remittance testimony to 66-2266-6967. Your funds can be used when we receive confirmation from the bank.

"Bualuang Securities Public Company Limited"
Bank Branch Account Number
Bangkok Metro Politan Area
Bangkok Bank [Current] Head Office-Silom 101-3-34462-5
Kasikorn Bank [Saving] Silom 001-2-90031-9
Siam Comercial Bank [Saving] Surawong 064-2-29571-0
UOB Bank [Current] Silom Complex 776-3-01899-0
Krungthai Bank [Current] Silom 022-6-05014-9
Thai Military Bank Saving Surawong

078-2-12676-7

Bank of Ayudhya Saving Surawong 125-9-81099-5
Bank Thai [Current] Silom 70-0129203-5
Thanachat [Current] Silom 002-3-00125-5
Northen Region
Bangkok Bank [Current] Muang Samut Rd., Chianmai 561-3-00798-7
Central Region
Kasikorn Bank [Current] Samutsakorn 184-1-06500-6
Kasikorn Bank [Current] Samutsongkram 208-1-03616-3
Siam Comercial Bank [Current] Samutsongkram 515-3-01996-6
Bangkok Bank [Current] Samutsongkram 272-3-03375-5
Kasikorn Bank [Current] Sukhumvit Rd., Chonburi 1 147-1-05781-5
Kasikorn Bank [Current] Sount Pattaya 330-1-02536-9
Bangkok Bank [Current] Cholburi 265-3-07722-8
Bangkok Bank [Current] Phratamnak Rd.-(Pattaya) 550-3-00833-5
Bangkok Bank [Current] Subantad Rd., Saraburi 560-3-00410-1
Bangkok Bank [Current] Rayong 227-3-07985-6
Bangkok Bank [Current] Kanchanaburi 327-3-05017-3
Siam Comercial Bank [Current] Kanchanaburi 607-3-01414-9
Norteastern Region
Siam Comercial Bank [Current] Knonkaen 511-3-04316-7
Bangkok Bank [Current] Namuang Rd. (Khonkan) 521-3-01303-9
Kasikorn Bank [Current] Namuang Rd., Khonkaen 109-1-06556-4
Bangkok Bank [Current] Atsadang Rd.(Nakhon Ratchasima) 538-3-01098-9
Bangkok Bank [Current] Udon thani 284-3-06760-0
Southern Region
Bangkok Bank [Current] Sri Puwanart Rd., Hadyai 420-3-04406-2
Bangkok Bank [Current] Thep Kasatri Road (Phuket) 442-3-05196-2
Bangkok Bank [Current] Kanjanavitee Rd. (Surajtani) 452-3-50002-5
Kasikorn Bank [Current] Sri Puwanart Rd., Hadyai 246-1-06525-5
Siam Comercial Bank [Current] Rajyindee, Hadyai 762-3-00714-0

Should you wish to remit funds in U.S. Dollar to Bualuang Securities , please use the following instructions:
Correspondent Bank:
Bangkok Bank, New York; or
Bank of New York; or
JPMorgan Chase Bank, New York.
Beneficial Name:
Bualuang Securities PLC.
Current Account Number: 101-3-34462-5
Bank Name:
Bangkok Bank-Head Office, Bangkok, Thailand.
Swift Code: BKKBTHBK
Purpose of Fund Transfer: Payment of securities purchased in the Stock Exchange of Thailand



Cash Balance
- Clients maintain a balance of cash or stock prior to trading. The cash balance will receive interests at deposit rate.
- Buying limit is up to the balance of cash.
- For same-day trading, clients receive or pay only the difference between buy-sell orders.
- Settlement date is T+3. However, buying limit is decreased or increased immediately upon trading.

Cash Collateral
- Clients can trade up until credit limit.
- Clients deposit assets such as cash, promissory notes, or securities as collateral for trading. The collateral rate is 20 percent of buying limit. The cash balance will receive interests at deposit rate.
- For same-day trading, clients receive or pay only the difference between buy-sell orders.

Normal Cash
- No collateral is required.
- Apply to only juristic clients as prescribed by the Stock Exchange of Thailand.
- For same-day trading, clients receive or pay only the difference between buy-sell orders.

Credit Balance
- Credit balance is a margin loan account. Clients are requested to deposit collateral (equity) at a rate of 50% of trading limit prior to trading (Initial Margin Requirement). When clients buy, the company will deduct from the deposit amount. If deposit is not adequate, the company will provide loans for clients to cover positions.
- Only margin-able securities are tradable with this account type. They are divided into groups by initial margin requirements.
- Value of clients’ portfolio is calculated by Mark-to-Market approach at the end of every working day.
- Equity collateral of at least 35% of portfolio market value (Maintenance Margin Requirement) needs to be maintained. When the equity falls below the maintenance margin requirement, more equity will be called from clients.
- Should the equity fall below 25% of the portfolio market value (Minimum Margin Requirement), loan pay-back will be enforced by force-selling of collateral until the minimum margin requirement is fulfilled within T+1.
- Accountable equity includes cash, promissory note, and securities.
- The cash collateral will receive interests at deposit rate while the loan amount will be charged at loan rate.
- The company may recall loan or force-sell should the client have an outstanding debt without appropriate trading volume for a long period of time.



Deposit Rate
Interest rate for cash balance in : We reserve the right to adjust interest rate as the company feels appropriate.
  Cash account: Check interest rate
Credit balance account: Check interest rate
  TFEX Account Check interest rate

Cash Collateral in Customer Trading Account Click

Loan Rate
Bualuang Securities Loan Interest rate
TV is more than OD MML
TV is less than OD MML+2%
TV is less than OD for two consecutive months MML+4%
TV is less than OD for three consecutive months MML+6%
TV is less than OD for four consecutive months MML+8%
Where
TV = Last one-month trade volume
OD = Outstanding debt at the end of the month
MML = Announced Minimum margin rate
 
From* February, 2012
  The minimum margin rate for BLS's Customer is 6.25%.


Fees and Penalty Rates

1.Rate of Securities Service Fees
Types Fees
- Fee for Issuing share certificate 80 Baht per transaction
- Fee for Transferring securities to other brokers 100 Baht per transaction
- Converting securities from Local to Foreign or vice versa for the register book  closing purposes e.g. XR or XD 30 Baht per transaction
- Fee and processing time frames for historical data requests are listed below:
  Historical Data request
  • Assets Outstanding confirmation Letter
  •     (historical data of no more than 3 months)
  • Data Report, no more than 3 months

  • Data Report, no more than 1 year

  • Data Report, no more than 2 years

  • Data Report, exceeding 2 years

  • Timeframe
    Delivery within 2 business days
    Delivery within 2 business days
    Delivery within 7 business days
    Delivery within 7 business days
    Delivery within 10 business days
     
     
     

    100 Baht per copy
     
    100 Baht per transaction

    200 Bahtper transaction

    300 Baht per transaction

    500 Bahtper transaction

    2. Penalty and Default Interest Rates in case of securities settlement or cash payment defaults
    Categories Charges in each case shall apply both
    Category 1 and Category 2

    Category 1 refers to Thailand Clearing House (“TCH”) penalty charge

    Category 2 refers to the Stock Exchange of Thailand (“SET”) penalty charge
    1.Late Delivery of shares    
    1.1 Delivery after 12.00 a.m. of T+1 1. No more than 1 business day: 0.50%
    2. Over 1 but no more than 2 business         days: 0.75%
    3. Over 2 but no more than 3 business         days: 1.00%
    4. Over 3 but no more than 5 business         days: 1.75%
    5. Over 5 but no more than 7 business         days: 2.50%
    6. Over 7 but no more than 14 business       days: 3.75%  

    (The penalty rates on items 1-6 are the percentage of the value of defaulted securities.)

    1. Delay of 1-2 business days: 500 Baht per day & per defaulted securities
    2. Delay of 3 days or more: 1,000 Baht per day and per defaulted security
    1.2 Delivery after 8.30 a.m. of T+3 -1. Borrowing fees from the enforcement of the auto SBL transaction by TCH at 0.495% of the value of defaulted securities per day (exclude VAT)
    2. Plus penalty charge in Item 1.1, Category 1
    Same as Item 1.1, Category 2
    1.3 Delivery after   8.30 a.m. of T+4 All expenses incurred by TCH enforcement according to the securities purchase through buy-in transaction. 2. Plus penalty charge in Item 1.1, Category 1 Same as Item 1.1, Category 2
    Categories Charges in each case shall apply both Category 1 and Category 2
    Category 1 The default interest rates Category 2 refer to SET penalty charge
    2. Payment    
    2.1 Do not settle trading payment via ATS None 500 Baht per each breach that exceeds 3 times in a quarter.
    2.2 Late payment (Overdue: payment exceeding T+3) 15% per annum on default outstanding plus 50 Baht. We reserve the rights to change the default interest rates as the Company deems appropriate. 1. Delay 1-2 business days: 500 Baht per day
    2. Delay of 3 days or more: 1,000 Baht per day


    3. Time of Settlement via ATS on settlement date (T+3)
    Descriptions Time
    In case the client has the net receipt transaction from BLS, BLS will credit to client’s bank account (ATS) 10.30 AM
    In case the client has the net payment transaction to BLS, BLS will debit from client’s bank account (ATS) 3.00pm                                                           
    Remark: Client should maintain the payment balance in his/her bank account by 3.00 p.m. on the settlement date



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    © Copyright 2013. All Rights Reserved. Bualuang Securities Public Company Limited.
    BLS Customer Service Tel. 02 618 1111
    Contact us ,please click here

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