About Bualuang Services i-Trading TFEX Online Knowledge Investor Relations Contact Us
 
     
Open an account and you will be eligible for the following services:
  • An account officer will be assigned to facilitate trades and to provide recommendations
  • An account number and password will be provided for:
          - Accessing Investor Terminals in any branches.
          - Logging into the website Bualuang i-Trading.
          - Logging into the website Bualuang Mobile Trading
  • Research publications will be sent to your email address.
  • Using Realtime news and Technical Analysis Charting from eFinanceThai.
Application for Bualuang i-Trading requires the signing of one additional memorandum without account separation. Once all documents have been summitted and peocessed, You will then receive a PIN for order execution.

They are based on method of order placement:

           *Excluding VAT (+ 7%).
           *Excluding Trading Fee 0.005%, Clearing Fee 0.001%, and Regulatory Fee 0.0018% of trade value per day.

Daily minimum commission is applied on the day you have an order executed. It is based on account type, settlement and documents delivery methods:
          - Cash Balance and Trade via i-Trading and receieve order confirmation via E-mail (E-Confirmation) ; No minimum.
          - Settlement by auto-debiting/crediting (ATS) and documents delivery by post or to a trading room; 100 Baht/day/account.
          - Using messenger services; 200 Baht/day/account.

We offer 4 types of accounts:
  1. Cash Balance
  2. Cash Collateral
  3. Normal Cash
  4. Credit Balance
  • Foreign clients, including Thais who reside abroad, are requested to use cash balance accounts.
  • Clients should have Thai Baht bank accounts in order to receive dividends from registered companies. The bank accounts can be resident or non-resident. Please visit Bangkok Bank website for more details.
  • Credit balance is reserved for clients with established track records of any type of Bualuang cash account.
  • Opening a joint trading account is not permitted.


Cash balance clients :

Depositing money with Bualuang Securities to increase buying limit. Please click
for Bualuang Securities deposit rate and bank accounts.

Cash collateral or normal cash clients may choose one of the following methods:

  1. Auto-debiting/crediting of a bank account (ATS). Applicable banks are BAY, BBL, KTB, KBANK, SCB, UOB, Thanachart, TBANK, TMB, SCIB.
  2. Payment by bank cheque.
  3. Remitting money into Bualuang securities bank accounts.
Settlement date for all types of accounts is T+3. Please note that cash collateral and normal cash clients applying for Bualuang i-Trading service will be asked to settle by ATS.

A joint bank account is not applicable for settlement.

ATS for bank account of KBANK can be applied via ATM of KBANK by following these steps.

1. Insert your card, and type PIN number.
2. Choose Other / Direct Debit > Register KBANK Direct Debit.
3. Select from > Savings Account.
4. Insert Company ID: 50201, and press Correct.
5. Insert Customer ID: (6 digits), and press Correct.
6. Read Terms and Conditions and press Confirm
7. Press Confirm Transaction. (If the receipts could not be produced, or your transaction has timed out, the transaction will be canceled.)
8. Fax the slip to 02 618 1120. After receiving confirmation documents, you will be able to use ATS service

for more information please click here.



Details for each type of client are outlined below:
  1. Foreign individual
  2. Foreign juristic
  3. Thai individual
  4. Local juristic
Foreign Individual
  1. Prepare the following application attachments:
    a. A certified copy of passport
    b. A certified copy of Thai Baht bank passbook.
  2. Download the application documents. Fill and sign on all the X marks. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.

Foreign Juristic
  1. Prepare the following application attachments:
    a. Copy of Memorandum and Articles of Association and Certificate of Incorporation.
    b. Copy of Board Resolution allowing the company to open an account.
    c. Copy of company financial statement covering the last two years.
    d. A certified copy of Thai-Baht bank passbook with account number and owner name.
    e. Verification from the Notary Public and attestation by the Royal Thai Embassy in the country of company registration.
  2. Download and fill the application documents. Endorse on all the X marks by authorized persons and imprint the company seal on the signature card. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.

Thai Individual
  1. Prepare the following application attachments:
    a. A certified copy of Identification card.
    b. A certified copy of house registration.
    c. A certified copy of a bank passbook with account number, owner name, and 6-month records.
  2. Download the application documents. Fill and sign on all the X marks. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.

Local Juristic
  1. Prepare the following application attachments:
    a. Copy of Memorandum and Articles of Association and Certificate of Incorporation.
    b. Copy of Company Registration Certificate from Ministry of Commerce.
    c. Copy of Board Resolution allowing the company to open an account.
    d. Copy of company financial statement covering the last two years.
    e. Copy of tax certificate.
    f. A certified copy of bank passbook with account number and owner name, if any.
  2. Download and fill the application documents. Endorse on all the X marks by authorized persons and imprint the company seal on application forms and signature cards. You may choose to fill out the Opening Request form and receive the documents by post.
  3. Contact Bualuang securities office for document pick up arrangement.
  4. May start trading after receiving of an account number and password.



Clients can increase buying limit via the following channels:
1. Bill payment service of BBL, KBANK, and SCB.

Internet Banking Click for instruction to use the service and related transaction fee
ATM Click for instruction to use the service and related transaction fee (clients need to possess ATM card of bank in service.)
Bank Counter Service Click for B-Pay Form download

For Bill Payment Service of Bangkok Bank

Complete the transaction with correct Reference number 1 (Your 7-digit number of equity account or 6-digit number of your derivatives account) and Reference number 2 (Your ID or passport number similar to the one given to BLS). The system will automatically deposit the money to the specified trading account. However, reference number 2 must be numerical text. If your passport number has any alphabet, we would like to suggest you to use our E-Pay service as described in option 2 below.

For Bill Payment Service of Siam Commercial Bank and Kasikorn Bank

After clients finish the transactions via Internet Banking , ATM or Bank Counter Service ,Bualuang Securities will verify the completeness of transactions at 9.15 am, 10.30 am, 12.00 pm, 2.00 pm, 3.30 pm, 4.30 pm and 5.30 pm of every business day. The money will be added to the trading account on the same business day after the transaction is verified. Clients are not required to send or fax any document.

2. E-Pay:
An online channel through which you can deposit cash as collateral for securities or derivatives trading accounts. The amount transferred via E-Pay must be between Bt10,000 and Bt500,000 per transaction. The E-Pay service is free-of-charge. No documents are needed after funds are transferred via E-Pay.
Please click here for E-Pay manual.

Remark: Bualuang Securities reserves the right to terminate our E-Pay fee burden without prior notice.

3. Bank counters service.
Clients can remit money to the pledged account or to Bualuag Securities bank account in order to increase buying limit. Please fax every remittance testimony to 66-2266-6967. Your funds can be used when we receive confirmation from the bank.

"Bualuang Securities Public Company Limited"
Bank Branch Account Number
Bangkok Metro Politan Area
Bangkok Bank Head Office-Silom 101-3-34462-5
Kasikorn Bank Silom 001-1-28834-0
Siam Comercial Bank Surawong2 064-2-29571-0
UOB Bank Silom Complex

776-3-01899-0

Krungthai Bank Silom 022-6-05014-9
Thai Military Bank Surawong

078-2-12676-7

Bank of Ayudhya Surawong 125-9-81099-5
Bank Thai Silom 70-0129203-5
Thanachat Silom 002-3-00125-5
Northen Region
Bangkok Bank Muang Samut Rd., Chianmai 561-3-00798-7
Central Region
Kasikorn Bank Samutsakorn 184-1-06500-6
Kasikorn Bank Samutsongkram 208-1-03616-3
Siam Comercial Bank Samutsongkram 515-3-01996-6
Bangkok Bank Samutsongkram 272-3-03375-5
Kasikorn Bank Sukhumvit Rd., Chonburi 1 147-1-05781-5
Kasikorn Bank Sount Pattaya 330-1-02536-9
Bangkok Bank Cholburi 265-3-07722-8
Bangkok Bank Phratamnak Rd.-(Pattaya) 550-3-00833-5
Bangkok Bank Subantad Rd., Saraburi 560-3-00410-1
Bangkok Bank Kanchanaburi 327-3-05017-3
Siam Comercial Bank Kanchanaburi 607-3-01414-9
Norteastern Region
Siam Comercial Bank Knonkaen 511-3-04316-7
Bangkok Bank Namuang Rd. (Khonkan) 521-3-01303-9
Kasikorn Bank Namuang Rd., Khonkaen 109-1-06556-4
Southern Region
Bangkok Bank Sri Puwanart Rd., Hadyai 420-3-04406-2
Bangkok Bank Thep Kasatri Road (Phuket) 442-3-05196-2
Kasikorn Bank Sri Puwanart Rd., Hadyai 246-1-06525-5
Siam Comercial Bank Rajyindee, Hadyai 762-3-00714-0

Should you wish to remit funds in U.S. Dollar to Bualuang Securities , please use the following instructions:
Correspondent Bank:
Bangkok Bank, New York; or
Bank of New York; or
JPMorgan Chase Bank, New York.
Beneficial Name:
Bualuang Securities PLC.
Current Account Number: 101-3-34462-5
Bank Name:
Bangkok Bank-Head Office, Bangkok, Thailand.
Swift Code: BKKBTHBK
Purpose of Fund Transfer: Payment of securities purchased in the Stock Exchange of Thailand



Cash Balance
- Clients maintain a balance of cash or stock prior to trading. The cash balance will receive interests at deposit rate.
- Buying limit is up to the balance of cash.
- For same-day trading, clients receive or pay only the difference between buy-sell orders.
- Settlement date is T+3. However, buying limit is decreased or increased immediately upon trading.

Cash Collateral
- Clients can trade up until credit limit.
- Clients deposit assets such as cash, promissory notes, or securities as collateral for trading. The collateral rate is 20 percent of buying limit. The cash balance will receive interests at deposit rate.
- For same-day trading, clients receive or pay only the difference between buy-sell orders.

Normal Cash
- No collateral is required.
- Apply to only juristic clients as prescribed by the Stock Exchange of Thailand.
- For same-day trading, clients receive or pay only the difference between buy-sell orders.

Credit Balance
- Credit balance is a margin loan account. Clients are requested to deposit collateral (equity) at a rate of 50% of trading limit prior to trading (Initial Margin Requirement). When clients buy, the company will deduct from the deposit amount. If deposit is not adequate, the company will provide loans for clients to cover positions.
- Only margin-able securities are tradable with this account type. They are divided into groups by initial margin requirements.
- Value of clients portfolio is calculated by Mark-to-Market approach at the end of every working day.
- Equity collateral of at least 35% of portfolio market value (Maintenance Margin Requirement) needs to be maintained. When the equity falls below the maintenance margin requirement, more equity will be called from clients.
- Should the equity fall below 25% of the portfolio market value (Minimum Margin Requirement), loan pay-back will be enforced by force-selling of collateral until the minimum margin requirement is fulfilled within T+1.
- Accountable equity includes cash, promissory note, and securities.
- The cash collateral will receive interests at deposit rate while the loan amount will be charged at loan rate.
- The company may recall loan or force-sell should the client have an outstanding debt without appropriate trading volume for a long period of time.



Deposit Rate
Interest rate for cash balance in : We reserve the right to adjust interest rate as the company feels appropriate.
  Cash account: Check interest rate
Credit balance account: Check interest rate
  TFEX Account Check interest rate

Cash Collateral in Customer Trading Account Click

Loan Rate
Bualuang Securities Loan Interest rate
TV is more than OD MML
TV is less than OD MML+2%
TV is less than OD for two consecutive months MML+4%
TV is less than OD for three consecutive months MML+6%
TV is less than OD for four consecutive months MML+8%
Where
TV = Last one-month trade volume
OD = Outstanding debt at the end of the month
MML = Announced Minimum margin rate
 
From* February, 2012
  The minimum margin rate for BLS's Customer is 6.25%.


Fees and Penalty Rates

1.Rate of Securities Service Fees
Types Fees
- Issuing share certificate 80 per transaction
- Transferring securities to other brokers 100 per transaction
- Converting share from Local to Foreign or vice versa for closing registration purpose e.g. XR or XD 30 per transaction
- other services e.g. Request for issuing trading transaction statement or copy confirmation note which the requested transaction are older than 3 months
  Historical Data request
  • Assets Outstanding confirmation Letter
  •     (historical data of less than 3 months)
  • Data Report less than 3 months
  • data Report less than 1 year
  • Data Report less than 2 years
  • Data Report exceeding than 2 years
  • Timeframe
    1-2 days for delivery

    one day for delivery
    Delivery within 7 days
    Delivery within 7 days
    Delivery within 7 days
     
     
     
    No charge
     
    Bt 100 per transaction
    Bt 200 per transaction
    Bt 300 per transaction
    Bt 500 per transaction

    2. Penalty Rates
    Categories Penalty Rates
    Category 1 Category 2
    1.Delivery of shares in delay    
    1.1 Delivery exceeding 12.00 a.m. of T+1 - Not exceeding 1 day : 0.50%
    - Exceeding 1 day but not exceeding 2 days: 0.75%
    - Exceeding 2 days but not exceeding 3 days: 1.00%
    - Exceeding 3 days but not exceeding 5 days: 1.75%
    - Exceeding 5 days but not exceeding 7 days: 2.5%
    - Exceeding 7 days but not exceeding 14 days: 3.75% ,of trading value
    - delay 1-2 days: Baht 500 per day per security
    - delay by 3 days onwards: Baht 1,000 per day security
    1.2 Delivery exceeding 8.30 a.m. of T+3 - 0.495% Borrowing fees per day (VAT not include) default by TCH
    - Plus penalty charge in Item 1.1 (In case by default round II)
    NA
    1.3 Delivery exceeding 8.30 a.m. of T+4 - Actual buy-in cost default by TCH
    - Plus penalty charge in Item 1.1
    NA
    2.Payment    
    2.1 Donot settle trading payment via ATS (Automatic Transfer System) - Baht 5,000 on each breach transaction exceeding 3 times in quarter NA
    2.2 Over-due (Payment exceeding T+3) - 15% on outstanding due plus Baht 50
    We reserve the right to adjust penalty rates as the Company feels appropriate.
    - delay by 1-2 days: Baht 500 per day
    - delay by 3 days onwards: Baht 1,000 per day

    Remarks : Penalty charge in Item 1.1 shall be the higher of amount under Category 1 and Category 2.

    3. Time of Settlement via Automatic Transfer System (ATS) on Settlement date (T+3)
    Descriptions Time
    Client sells or receives from BLS : BLS will credit to client' bank account at 10.30 AM
    Client buys or pays to BLS : BLS will debit from client' bank account at 3.00 PM
    Remark : (Client should provide payment balance in his/her bank account within 3.00 pm)



    BLS List
    TSFC List




    Bualuang Securities Public Company Limited has voluntarily participated in the arbitration program promoted by The Office of The Securities and Exchange Commission, effective from January 1, 2008 onwards.

    The purpose of such program is to ensure that customers rights are protected as well as to provide expeditious and fair alternative to resolve disputes arising from business operators breaching contracts or relevant laws and regulations, providing that such operators participate in this program and that customers early attempts to resolve such disputes with the operators had not been successful.

    To settle the dispute by means of arbitration, customer needs to notify business operator who participates in this program of his/her desire. Upon the business operators receiving such notice, it shall be deemed that both parties have agreed to enter the arbitration process to settle the dispute so incurred. Nonetheless, disputes applicable to the arbitration process need to comply with the notification of the SEC Office.

    The Companys participation in this program demonstrates our commitment to provide better services to customers. Our customers shall benefit from a fair and expeditious process to settle applicable dispute with us under the process governed by the SEC Office. click here for more detail.


     
         
     
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    © Copyright 2005. All Rights Reserved. Bualuang Securities PLC. Tel. 662-231-3777 ext. 1042-3