• An account officer will be assigned to facilitate trades and to provide recommendations
• An account number and password will be provided for:
        - Accessing Investor Terminals in any branches.
        - Logging into the website Bualuang i-Trading.
        - Logging into the website Bualuang Mobile Trading
• Research publications will be sent to your email address.
• Using Realtime news and Technical Analysis Charting from eFinanceThai.

1. Cash Balance
2. Cash Collateral
3. Normal Cash
4. Credit Balance

• Foreign clients, including Thais who reside abroad, are requested to use cash balance accounts.
• Clients should have Thai Baht bank accounts in order to receive dividends from registered companies. The bank accounts can be resident or non-resident. Please visit Bangkok Bank website for more details.
• Credit balance is reserved for clients with established track records of any type of Bualuang cash account.
• Opening a joint trading account is not permitted.

Cash collateral or normal cash clients may choose one of the following methods:

1. Auto-debiting/crediting of a bank account (ATS). Applicable banks are BAY, BBL, KTB, KBANK, SCB, UOB, Thanachart, TBANK, TMB, SCIB.
2. Payment by bank cheque.
3. Remitting money into Bualuang securities bank accounts.

1. Foreign individual
2. Foreign juristic
3. Thai individual
4. Local juristic

Bank Branch Account Number Bangkok Metro Politan Area Bangkok Bank Head Office-Silom 101-3-34462-5 Kasikorn Bank Silom 001-1-28834-0 Siam Comercial Bank Surawong2 064-2-29571-0 UOB Bank Silom Complex 776-3-01899-0 Krungthai Bank Silom 022-6-05014-9 Thai Military Bank Surawong 078-2-12676-7 Bank of Ayudhya Surawong 125-9-81099-5 Bank Thai Silom 70-0129203-5 Thanachat Silom 002-3-00125-5 Northen Region Bangkok Bank Muang Samut Rd., Chianmai 561-3-00798-7 Central Region Kasikorn Bank Samutsakorn 184-1-06500-6 Kasikorn Bank Samutsongkram 208-1-03616-3 Siam Comercial Bank Samutsongkram 515-3-01996-6 Bangkok Bank Samutsongkram 272-3-03375-5 Kasikorn Bank Sukhumvit Rd., Chonburi 1 147-1-05781-5 Kasikorn Bank Sount Pattaya 330-1-02536-9 Bangkok Bank Cholburi 265-3-07722-8 Bangkok Bank Phratamnak Rd.-(Pattaya) 550-3-00833-5 Bangkok Bank Subantad Rd., Saraburi 560-3-00410-1 Bangkok Bank Kanchanaburi 327-3-05017-3 Siam Comercial Bank Kanchanaburi 607-3-01414-9 Norteastern Region Siam Comercial Bank Knonkaen 511-3-04316-7 Bangkok Bank Namuang Rd. (Khonkan) 521-3-01303-9 Kasikorn Bank Namuang Rd., Khonkaen 109-1-06556-4 Southern Region Bangkok Bank Sri Puwanart Rd., Hadyai 420-3-04406-2 Bangkok Bank Thep Kasatri Road (Phuket) 442-3-05196-2 Kasikorn Bank Sri Puwanart Rd., Hadyai 246-1-06525-5 Siam Comercial Bank Rajyindee, Hadyai 762-3-00714-0

Loan Rate Bualuang Securities Loan Interest rate TV is more than OD MML TV is less than OD MML+2% TV is less than OD for two consecutive months MML+4% TV is less than OD for three consecutive months MML+6% TV is less than OD for four consecutive months MML+8%

Fees and Penalty Rates 1.Rate of Securities Service Fees Types Fees - Issuing share certificate ฿ 80 per transaction - Transferring securities to other brokers ฿ 100 per transaction - Converting share from Local to Foreign or vice versa for closing registration purpose e.g. XR or XD ฿ 30 per transaction - other services e.g. Request for issuing trading transaction statement or copy confirmation note which the requested transaction are older than 3 months   Historical Data request Assets Outstanding confirmation Letter     (historical data of less than 3 months) Data Report less than 3 months data Report less than 1 year Data Report less than 2 years Data Report exceeding than 2 years Timeframe 1-2 days for delivery one day for delivery Delivery within 7 days Delivery within 7 days Delivery within 7 days       No charge   Bt 100 per transaction Bt 200 per transaction Bt 300 per transaction Bt 500 per transaction

3. Time of Settlement via Automatic Transfer System (ATS) on Settlement date (T+3) Descriptions Time Client sells or receives from BLS : BLS will credit to client' bank account at 10.30 AM Client buys or pays to BLS : BLS will debit from client' bank account at 3.00 PM Remark : (Client should provide payment balance in his/her bank account within 3.00 pm)

The purpose of such program is to ensure that customers’ rights are protected as well as to provide expeditious and fair alternative to resolve disputes arising from business operators’ breaching contracts or relevant laws and regulations, providing that such operators participate in this program and that customers’ early attempts to resolve such disputes with the operators had not been successful.

To settle the dispute by means of arbitration, customer needs to notify business operator who participates in this program of his/her desire. Upon the business operator’s receiving such notice, it shall be deemed that both parties have agreed to enter the arbitration process to settle the dispute so incurred. Nonetheless, disputes applicable to the arbitration process need to comply with the notification of the SEC Office.

The Company’s participation in this program demonstrates our commitment to provide better services to customers. Our customers shall benefit from a fair and expeditious process to settle applicable dispute with us under the process governed by the SEC Office. click here for more detail.