Form Download

Account Opening Form
Item No. Form No. For Acc. Type Form Name Available in Purpose
1 MW1 all Required Documents for New Account Opening    
2 MW2 all Application for Opening a Securities Trading Account (Individual)    
3 MW5 all Application for Opening a Securities Trading Account (Juristic)    
4 MW3 all Broker Appointing Agreement    
5 MW4 all Specimen Card of Signature    
6 MW16 nc,cb,cc Cooperation Notice for Not Sending Improper Order via the Internet   Account opening attachment for applicants who want to do Internet trading.
7     Suitability Test Form for New Account Opening   For self assessment of client's risk tolerance
Additional for Normal Cash account
8 MW7 nc Request for Deduction of Deposit   For clients who want to settle by debiting and
crediting of a bank deposit account
Additional for Credit Balance account
9 MW8 cd Credit Balance Account Opening
Clarification
     
10     
Additional for TFEX
11     Account opening TFEX   Additional Form for Opening a Derivatives Trading Account (New Client)
12     AGREEMENT APPOINTING AN AGENT / BROKER FOR THE TRADING OF DERIVATIVES    
13     THE CUSTODY OF CLIENT PROPERTIES AGREEMENT    FOR APPOINTING AN AGENT / BROKER FOR THE TRADING OF DERIVATIVES
14     Risk Disclosure Statement for Future and Options Trading in Derivatives Exchange     
15     Explanation of Risks Mitigation in Derivatives Trading     
 
i-Trading and Order Sending Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
18 M2 nc,cb Bualuang i-Trading PIN Request Form   For existing clients to request for Internet Trading PIN (for order sending) and to notify e-mail address
19 M3 nc,cb Internet (Electronic) Trading
Agreement
  For clients with account before 268346 to sign and attach with Bualuang i-Trading PIN Request form
20 PW4 nc,cb Request to Specify the Commission
Rate for Internet trading
   
21 M12 all Request for Account Change or
Order Split
   For matched order spliting or account change
22 P24 all Ordering via e-mail Agreement   For clients who want to send order to the officer via email
 
Clearing, Settlement, Collateral, and Securities Related Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
23 M5 nc ATS Agreement    For clients with account before 268346 to request for settling by crediting and debiting of a bank deposit account
24 P18 cb, cd Pledge/Withdraw Collateral Request Form   For clients who want to pledge or withdraw collateral such as securities to and from BLS
25 P5 cb, cd Cash Withdrawal Request Form   To withdraw money from cash balance, cash collateral, or credit balance account
26 P6 cb, cd Request for Transmission of Cash Withdrawal Instructions via electronics or Fax   Agreement for clients who want to send cash withdrawal instruction to BLS via electronics or Fax
27 PH1 all Form for transmitting cash withdrawal instruction over the Phone    
28 PO all Cash Deposit Request Form   Request to deposit money into my trading account
29 P13 cc, cd 10% Collateral Pledging/Withdrawal for Securities Trading   To give a standing instruction to BLS on how the client want to hold the 10% trading collateral with BLS
30 C3TSD cd Application for Registration of Pledge of Securities   To pledge securities as collateral in credit balance account
31 MW6 cd Loan Contract    For lending in credit balance account
32 P2 cd Attachment to Loan Contract    To notify the detail of each pledging
33 P26 cd Securities Pledging Contract    For securities pledging in credit balance account
34 TSFC cd Proposal/Review on Credit Balance Financing    To request credit line reviewing from TSFC
35 TSFC cd Broker Change Notification to TSFC    To notify TSFC when borrowers change the trading broker
36 TSFC cd Securities Pledging/Withdrawal Notice    To notify TSFC when borrowers want to pledge or withdraw the collateral securities
37 TSFC cd Cash Withdrawal Request Form - TSFC    To withdraw cash from the credit balance account at TSFC
38 TSFC cd Securities Transfer Form - TSFC    To notify TSFC about securities transfer from one broker to another
39 C1 all Issuer Securities Transfer Form - TSFC   To transfer issuer securities from issuer account (acc. 600)
40 C2TSD all e-Dividend   To instruct TSD to pay dividend to a bank account
41 n/a all Devidend payment in foreign currency To instruct TSD to pay dividend to a bank account in foreign currency (case by case)
42 C4TSD all Securities Holder Record Rectification Form   To rectify the securities holder personal information
43 C7 all Request for Share Transfer and Withdrawal   To transfer share out of clients' portfolio. To request for securities certificate, attach with the Application for New Securities Certificate C9
44 C9 all Application for New Securities Certificate (Normal)   Attach with the Request for Share Transfer and Withdrawal C7 to withdraw share from the broker by issuing securities certificate
45 TSD12 all Application for New Securities Certificate   Request to transfer or withdraw share from issuer account by issuing securities certificate
46 TSD11 all Application for Registration of Securities Transfer   To notify TSD about the change of share ownership, Script-to-Script
47 P14 all Letter Deposit of Share into Account   A third person notifies IPO securities transfer into BLS client' s account
48 TSD1 all Application for Alteration of Particulars in Dividend/Interest Cheque   Asking TSD to change dividend/interest payment cheque due to expiration, payee change, etc.
49 TSD2 all Application for Issuance of New Cheque in Replacement of Lost Cheque    
50 TSD3 all Request form for Renewal of Securities Certificate    
51 TSD4 all Request form for Replacement of Worn-out/Torn Securities Certificate     
52 TSD5 all Request form for Replacement of Lost Securities Certificate    
53 TSD6 all Application for Separating or Combining Securities Certificate    
54 TSD7 all แบบคำขอจัดการหลักทรัพย์มรดก (มีคำสั่งศาล)     
55 TSD8 all แบบคำขอรับหลักทรัพย์มรดก (ไม่มีคำสั่งศาล)     
56 M_02 all Deposit Notification     
57 C_06 all Currency Request Form   Requst Form for notification to receive the payment of Dividend/Interest in Foreign Currency
 
Power of Attorney Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
58 C8 all Power of Attorney    To appoint a BLS officer to act on behalf of the client on the issue specified in this memorandum
59 M7 all Power of Attorney (to a third person)   To authorize an appointee to act on behalf of the client in trading activities such as order sending, sign and receive papers, etc.
60 P19 all Power of Attorney (to BLS)    To authorize BLS to act on behalf of the client in switching securiities between Main and Foreign boards.
61 M9 all Power of Attorney (to BLS)    To authorize BLS to pledge securities for credit balance account on behalf of the client
 
Change Notification and Information Request Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
62 M15 all Account Closing Request Form   To notify BLS to close the securities trading account
63 P10 all Request for Changes in Customer' s Data   To notify BLS of the change in the client' s personal data
64 P12 all Request for Copy of Trading Confirmation Paper     
65 P_15 all Account Officer Change Request   To request BLS for changing the officer in charge of the client' s acc. (fax to 02-618-1030)
66 P17 all Request Form for Password and PIN   To request BLS to re-issue password or PIN
67 P23 all Trading Data Request Form   To request beyond-3-month back data
68   all Request for PIN code cancellationRequest for PIN code cancellation   To cancel PIN code for sendding the order via Internet
69   all E-Document Request Form   Request for E-Document* Delivery via Electronic Mail
70 P_16 all แบบฟอร์มขอปิดบัญชี/พักรายการซื้อขายฯ    
 
     
  © Copyright 2005. All Rights Reserved. Bualuang Securities PLC. Tel. 0-2618-1111  
Account Type :

all = all type
cd = Credit Balance
cb = Cash Balance
nc = Normal Cash
cc = Cash Collateral