| Account Opening Form |
| Item No. |
Form No. |
For Acc. Type |
Form Name |
Available in |
Purpose |
| 1 |
MW1 |
all |
Required Documents for New Account Opening |
  |
|
| 2 |
MW2 |
all |
Application for Opening a Securities Trading Account
(Individual) |
|
|
| 3 |
MW5 |
all |
Application for Opening a Securities Trading Account
(Juristic) |
|
|
| 4 |
MW3 |
all |
Broker Appointing Agreement |
|
|
| 5 |
MW4 |
all |
Specimen Card of Signature |
|
|
| 6 |
MW16 |
nc,cb,cc |
Cooperation Notice for Not Sending Improper Order via
the Internet |
|
Account opening attachment for applicants who want
to do Internet trading. |
| 7 |
|
|
Suitability Test Form for New Account Opening |
|
For self assessment of client's risk tolerance
|
| Additional for Normal Cash account
|
| 8 |
MW7 |
nc |
Request for Deduction of Deposit |
|
For clients who want to settle by debiting and
crediting of a bank deposit account |
| Additional for Credit Balance account
|
| 9 |
MW8 |
cd |
Credit Balance Account Opening
Clarification |
|
|
| 10 |
|
|
|
|
|
| Additional for TFEX |
| 11 |
|
|
Account opening TFEX |
|
Additional Form for Opening a Derivatives Trading Account (New Client) |
| 12 |
|
|
AGREEMENT APPOINTING AN AGENT / BROKER FOR THE TRADING OF DERIVATIVES |
|
|
| 13 |
|
|
THE CUSTODY OF CLIENT PROPERTIES AGREEMENT |
|
FOR APPOINTING AN AGENT / BROKER FOR THE TRADING OF DERIVATIVES |
| 14 |
|
|
Risk Disclosure Statement for Future and Options Trading in Derivatives Exchange |
|
|
| 15 |
|
|
Explanation of Risks Mitigation in Derivatives Trading |
|
|
| |
| i-Trading and Order Sending
Forms |
| Item No. |
Form No. |
For Acc. Type |
Form Name |
Available in |
Purpose |
| 18 |
M2 |
nc,cb |
Bualuang i-Trading PIN Request Form |
|
For existing clients to request for Internet Trading
PIN (for order sending) and to notify e-mail address |
| 19 |
M3 |
nc,cb |
Internet (Electronic) Trading
Agreement |
|
For clients with account before 268346 to sign and
attach with Bualuang i-Trading PIN Request form |
| 20 |
PW4 |
nc,cb |
Request to Specify the Commission
Rate for Internet trading |
|
|
| 21 |
M12 |
all |
Request for Account Change or
Order Split |
|
For matched order spliting or account change |
| 22 |
P24 |
all |
Ordering via e-mail Agreement |
|
For clients who want to send order to the officer via
email |
| |
| Clearing, Settlement,
Collateral, and Securities Related Forms |
| Item No. |
Form No. |
For Acc. Type |
Form Name |
Available in |
Purpose |
| 23 |
M5 |
nc |
ATS Agreement |
|
For clients with account before 268346 to request
for settling by crediting and debiting of a bank deposit account |
| 24 |
P18 |
cb, cd |
Pledge/Withdraw Collateral Request Form |
|
For clients who want to pledge or withdraw collateral
such as securities to and from BLS |
| 25 |
P5 |
cb, cd |
Cash Withdrawal Request Form |
|
To withdraw money from cash balance, cash collateral,
or credit balance account |
| 26 |
P6 |
cb, cd |
Request for Transmission of Cash Withdrawal Instructions
via electronics or Fax |
|
Agreement for clients who want to send cash withdrawal
instruction to BLS via electronics or Fax |
| 27 |
PH1 |
all |
Form for transmitting cash withdrawal instruction over the Phone |
|
|
| 28 |
PO |
all |
Cash Deposit Request Form |
|
Request to deposit money into my trading account |
| 29 |
P13 |
cc, cd |
10% Collateral Pledging/Withdrawal for Securities
Trading |
|
To give a standing instruction to BLS on how the client
want to hold the 10% trading collateral with BLS |
| 30 |
C3TSD |
cd |
Application for Registration of Pledge of Securities
|
|
To pledge securities as collateral in credit balance
account |
| 31 |
MW6 |
cd |
Loan Contract |
|
For lending in credit balance account |
| 32 |
P2 |
cd |
Attachment to Loan Contract |
|
To notify the detail of each pledging |
| 33 |
P26 |
cd |
Securities Pledging Contract |
|
For securities pledging in credit balance account
|
| 34 |
TSFC |
cd |
Proposal/Review on Credit Balance Financing |
|
To request credit line reviewing from TSFC |
| 35 |
TSFC |
cd |
Broker Change Notification to TSFC |
|
To notify TSFC when borrowers change the trading broker
|
| 36 |
TSFC |
cd |
Securities Pledging/Withdrawal Notice |
|
To notify TSFC when borrowers want to pledge or withdraw
the collateral securities |
| 37 |
TSFC |
cd |
Cash Withdrawal Request Form - TSFC |
|
To withdraw cash from the credit balance account at
TSFC |
| 38 |
TSFC |
cd |
Securities Transfer Form - TSFC |
|
To notify TSFC about securities transfer from one
broker to another |
| 39 |
C1 |
all |
Issuer Securities Transfer Form - TSFC |
|
To transfer issuer securities from issuer account
(acc. 600) |
| 40 |
C2TSD |
all |
e-Dividend |
|
To instruct TSD to pay dividend to a bank account
|
| 41 |
n/a |
all |
Devidend payment in foreign currency |
|
To instruct TSD to pay dividend to a bank account in
foreign currency (case by case) |
| 42 |
C4TSD |
all |
Securities Holder Record Rectification Form |
|
To rectify the securities holder personal information
|
| 43 |
C7 |
all |
Request for Share Transfer and Withdrawal |
|
To transfer share out of clients' portfolio. To request
for securities certificate, attach with the Application for New Securities
Certificate C9 |
| 44 |
C9 |
all |
Application for New Securities Certificate (Normal)
|
|
Attach with the Request for Share Transfer and Withdrawal
C7 to withdraw share from the broker by issuing securities certificate
|
| 45 |
TSD12 |
all |
Application for New Securities Certificate |
|
Request to transfer or withdraw share from issuer
account by issuing securities certificate |
| 46 |
TSD11 |
all |
Application for Registration of Securities Transfer
|
|
To notify TSD about the change of share ownership,
Script-to-Script |
| 47 |
P14 |
all |
Letter Deposit of Share into Account |
|
A third person notifies IPO securities transfer into
BLS client' s account |
| 48 |
TSD1 |
all |
Application for Alteration of Particulars in Dividend/Interest
Cheque |
|
Asking TSD to change dividend/interest payment cheque
due to expiration, payee change, etc. |
| 49 |
TSD2 |
all |
Application for Issuance of New Cheque in Replacement
of Lost Cheque |
|
|
| 50 |
TSD3 |
all |
Request form for Renewal of Securities Certificate
|
|
|
| 51 |
TSD4 |
all |
Request form for Replacement of Worn-out/Torn Securities
Certificate |
|
|
| 52 |
TSD5 |
all |
Request form for Replacement of Lost Securities Certificate
|
|
|
| 53 |
TSD6 |
all |
Application for Separating or Combining Securities
Certificate |
|
|
| 54 |
TSD7 |
all |
แบบคำขอจัดการหลักทรัพย์มรดก (มีคำสั่งศาล)
|
|
|
| 55 |
TSD8 |
all |
แบบคำขอรับหลักทรัพย์มรดก (ไม่มีคำสั่งศาล)
|
|
|
| 56 |
M_02 |
all |
Deposit Notification |
|
|
| 57 |
C_06 |
all |
Currency Request Form |
|
Requst Form for notification to receive the payment of Dividend/Interest in Foreign Currency |
| |
| Power of Attorney Forms |
| Item No. |
Form No. |
For Acc. Type |
Form Name |
Available in |
Purpose |
| 58 |
C8 |
all |
Power of Attorney |
|
To appoint a BLS officer to act on behalf of the client
on the issue specified in this memorandum |
| 59 |
M7 |
all |
Power of Attorney (to a third person) |
|
To authorize an appointee to act on behalf of the
client in trading activities such as order sending, sign and receive
papers, etc. |
| 60 |
P19 |
all |
Power of Attorney (to BLS) |
|
To authorize BLS to act on behalf of the client in
switching securiities between Main and Foreign boards. |
| 61 |
M9 |
all |
Power of Attorney (to BLS) |
|
To authorize BLS to pledge securities for credit balance
account on behalf of the client |
| |
| Change Notification and
Information Request Forms |
| Item No. |
Form No. |
For Acc. Type |
Form Name |
Available in |
Purpose |
| 62 |
M15 |
all |
Account Closing Request Form |
|
To notify BLS to close the securities trading account
|
| 63 |
P10 |
all |
Request for Changes in Customer' s Data |
|
To notify BLS of the change in the client' s personal
data |
| 64 |
P12 |
all |
Request for Copy of Trading Confirmation Paper |
|
|
| 65 |
P_15 |
all |
Account Officer Change Request |
|
To request BLS for changing the officer in charge
of the client' s acc. (fax to 02-618-1030) |
| 66 |
P17 |
all |
Request Form for Password and PIN |
|
To request BLS to re-issue password or PIN |
| 67 |
P23 |
all |
Trading Data Request Form |
|
To request beyond-3-month back data |
| 68 |
|
all |
Request for PIN code cancellationRequest for PIN code
cancellation |
|
To cancel PIN code for sendding the order via Internet
|
| 69 |
|
all |
E-Document Request Form |
|
Request for E-Document* Delivery via Electronic Mail |
| 70 |
P_16 |
all |
แบบฟอร์มขอปิดบัญชี/พักรายการซื้อขายฯ |
|
|
