Form Download

Account Opening Form
Item No. Form No. For Acc. Type Form Name Available in Purpose
1 MW1 all Required Documents for New Account Opening    
2 MW2 all Application for Opening a Securities Trading Account (Individual)    
3 MW5 all Application for Opening a Securities Trading Account (Juristic)    
4 MW3 all Broker Appointing Agreement    
5 MW4 all Specimen Card of Signature    
6 MW16 nc,cb,cc Cooperation Notice for Not Sending Improper Order via the Internet   Account opening attachment for applicants who want to do Internet trading.
7     Suitability Test Form for New Account Opening   For self assessment of client's risk tolerance
Additional for Normal Cash account
8 MW7 nc Request for Deduction of Deposit   For clients who want to settle by debiting and
crediting of a bank deposit account
Additional for Credit Balance account
9 MW8 cd Credit Balance Account Opening
Clarification
     
10     
Additional for TFEX
11     Account opening TFEX   Additional Form for Opening a Derivatives Trading Account (New Client)
12     AGREEMENT APPOINTING AN AGENT / BROKER FOR THE TRADING OF DERIVATIVES    
13     THE CUSTODY OF CLIENT PROPERTIES AGREEMENT    FOR APPOINTING AN AGENT / BROKER FOR THE TRADING OF DERIVATIVES
14     Risk Disclosure Statement for Future and Options Trading in Derivatives Exchange     
15     Explanation of Risks Mitigation in Derivatives Trading     
 
i-Trading and Order Sending Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
1 M2 nc,cb Bualuang i-Trading PIN Request Form   For existing clients to request for Internet Trading PIN (for order sending) and to notify e-mail address
2 M3 nc,cb Internet (Electronic) Trading
Agreement
  For clients with account before 268346 to sign and attach with Bualuang i-Trading PIN Request form
3 PW4 nc,cb Request to Specify the Commission
Rate for Internet trading
   
4 M12 all Request for Account Change or
Order Split
   For matched order spliting or account change
5 P24 all Ordering via e-mail Agreement   For clients who want to send order to the officer via email
 
Clearing, Settlement, Collateral, and Securities Related Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
1 M5 nc ATS Agreement    For clients with account before 268346 to request for settling by crediting and debiting of a bank deposit account
2 P18 cb, cd Pledge/Withdraw Collateral Request Form   For clients who want to pledge or withdraw collateral such as securities to and from BLS
3 P5 cb, cd Cash Withdrawal Request Form   To withdraw money from cash balance, cash collateral, or credit balance account
4 P6 cb, cd Request for Transmission of Cash Withdrawal Instructions via electronics or Fax   Agreement for clients who want to send cash withdrawal instruction to BLS via electronics or Fax
5 PH1 all Form for transmitting cash withdrawal instruction over the Phone    
6 PO all Cash Deposit Request Form   Request to deposit money into my trading account
7 P13 cc, cd 10% Collateral Pledging/Withdrawal for Securities Trading   To give a standing instruction to BLS on how the client want to hold the 10% trading collateral with BLS
8 C3TSD cd Application for Registration of Pledge of Securities   To pledge securities as collateral in credit balance account
9 MW6 cd Loan Contract    For lending in credit balance account
10 P2 cd Attachment to Loan Contract    To notify the detail of each pledging
11 P26 cd Securities Pledging Contract    For securities pledging in credit balance account
12 TSFC cd Proposal/Review on Credit Balance Financing    To request credit line reviewing from TSFC
13 TSFC cd Broker Change Notification to TSFC    To notify TSFC when borrowers change the trading broker
14 TSFC cd Securities Pledging/Withdrawal Notice    To notify TSFC when borrowers want to pledge or withdraw the collateral securities
15 TSFC cd Cash Withdrawal Request Form - TSFC    To withdraw cash from the credit balance account at TSFC
16 TSFC cd Securities Transfer Form - TSFC    To notify TSFC about securities transfer from one broker to another
17 C1 all Issuer Securities Transfer Form - TSFC   To transfer issuer securities from issuer account (acc. 600)
18 C2TSD all e-Dividend   To instruct TSD to pay dividend to a bank account
19 C4TSD all Securities Holder Record Rectification Form   To rectify the securities holder personal information
20 C7 all Request for Share Transfer and Withdrawal   To transfer share out of clients' portfolio. To request for securities certificate, attach with the Application for New Securities Certificate C9
21 C9 all Application for New Securities Certificate (Normal)   Attach with the Request for Share Transfer and Withdrawal C7 to withdraw share from the broker by issuing securities certificate
22 P14 all Letter Deposit of Share into Account   A third person notifies IPO securities transfer into BLS client' s account
23 M_02 all Deposit Notification     
24 C_06 all Currency Request Form   Requst Form for notification to receive the payment of Dividend/Interest in Foreign Currency
 
Power of Attorney Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
1 C8 all Power of Attorney    To appoint a BLS officer to act on behalf of the client on the issue specified in this memorandum
2 M7 all Power of Attorney (to a third person)   To authorize an appointee to act on behalf of the client in trading activities such as order sending, sign and receive papers, etc.
3 P19 all Power of Attorney (to BLS)    To authorize BLS to act on behalf of the client in switching securiities between Main and Foreign boards.
4 M9 all Power of Attorney (to BLS)    To authorize BLS to pledge securities for credit balance account on behalf of the client
 
Change Notification and Information Request Forms
Item No. Form No. For Acc. Type Form Name Available in Purpose
1 M15 all Account Closing Request Form   To notify BLS to close the securities trading account
2 P10 all Request for Changes in Customer' s Data   To notify BLS of the change in the client' s personal data
3 P12 all Request for Copy of Trading Confirmation Paper     
4 P_15 all Account Officer Change Request   To request BLS for changing the officer in charge of the client' s acc. (fax to 02-618-1030)
5 P17 all Request Form for Password and PIN   To request BLS to re-issue password or PIN
6 P23 all Trading Data Request Form   To request beyond-3-month back data
7   all Request for PIN code cancellationRequest for PIN code cancellation   To cancel PIN code for sendding the order via Internet
8   all E-Document Request Form   Request for E-Document* Delivery via Electronic Mail
9 P_16 all ẺͻԴѭ/ѡ¡ë͢    
 
     
  © Copyright 2005. All Rights Reserved. Bualuang Securities PLC. Tel. 0-2618-1111  
Account Type :

all = all type
cd = Credit Balance
cb = Cash Balance
nc = Normal Cash
cc = Cash Collateral