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Our comprehensive range of services can be accessed through our website and offices at 24 locations throughout Thailand. As Broker number 1 of the Stock Exchange of Thailand, Bualuang Securities PLC is the optimal partner for all your investment needs, and also reliable broker with TRIS credit rating of “A-“ and “STABLE” outlook.
Bualuang Securities Plc.
Your Trusted Investment Partner
1. To pursue the best for our clients
2. To strive for service innovations and excellence
3. To invest in human capital and progressive management
4. To maximize shareholder and stakeholder value
5. To promote good Corporate Social Responsibility
1. Professionalism
2. Creativity
3. Teamwork
4. Quality
5. Trust
| 2012 |
* The SET submitted a letter notifying its approval of the Company’s delisting application on a condition that the Company must arrange for BBL, the offeror, to make a tender offer for all securities from the shareholders in accordance with the regulations of the Office of the Securities and Exchange Commission with a maximum tender offer period of 45 business days before the SET will further determine the effective date of delisting of the Company’s securities.
* BBL made a tender offer to purchase all BLS shares for delisting BLS securities from the SET. The tender offer period will cover 45 business days from January 18 to March 21, 2012.
* The Company has delisted of securities from SET on April 7, 2012.
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| 2011 |
* TRIS Rating Co., Ltd. has affirmed the company rating of Bualuang Securities PLC (BLS) at “A-” with “stable” outlook.
* Launched “Bualuang iProgramTrade”, the first automated trading service for retail customers in Thailand.
* Launched “Bualuang iPoints”: An automatically accumulate points from stock and derivatives trading with Bualuang.
* Launched “Bualuang iChannel” : Fast research streaming
* Opened Phuket branch (24th Branch)
* On November 14, 2011, the Company received the letter of intention to make a tender offer to purchase all BLS shares from BBL. BBL has strategic direction to become full-fledged universal banking operations in order to cope with the rapidly changing market conditions resulting from Thailand’s financial sector and capital market development master plans, the upcoming establishment of ASEAN Economic Community potentially leading to further financial liberalization and allowing commercial banks to conduct more comprehensive businesses, and the continued intensifying competition in various forms from both domestic and foreign financial institutions in money and capital markets. BBL intends to make a general offer to purchase all securities of BLS for delisting of the securities from the SET.
* TRIS Rating Co., Ltd. has changed the rating outlook of BLS to “positive” from “stable”, following the submission of a tender offer by BBL to purchase all the shares issued by BLS which are currently owned by other shareholders. TRIS Rating expects that BLS would have a stronger support from the BBL Group if the tender offer is successful.
* On December 19, 2011, the Company’s Extraordinary General Meeting of Shareholders No. 1/2554 resolved to approve the delisting of BLS securities from the SET.
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| 2010 |
* The Board of Directors resolved to set up a Corporate Governance Committee (formerly known as the Corporate Governance Working Committee). The Corporate Governance Committee provides support to ensure that business operations and organization-wide practices comply with and adhere to good governance principles
* TRIS Rating Co., Ltd. assigned a company rating to Bualuang Securities Plc (BLS) of “A-” with a “stable” outlook
* The Board of Directors resolved to restructure the organizational set-up with the appointment of Mr. Bannarong Pichyakorn as Managing Director of the Sales & Trading Business and Mr. Vararatana Chutimit as Managing Director of the Merchant Banking Business
* Derivative Warrants on Indorama Ventures Plc, issued by the Company, started trading on the SET. BLS was the first securities firm in Thailand to issue both call and put warrants together.
* Set up the “Bualuang CSR Club” to allow for employees willing to dedicate to public services to join in the Company’s CSR activities
* Launched new services and investment analysis tools “Bualuang iExcel” and “Consolidated Portfolio Report”
* Joined “Banker to Broker” Project (organized by the SET)
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| 2009 |
* Mr. Pichet Sithi-Amnuai was appointed president in place of Mr. Yarnsak Manomaiphiboon
* SEC approved BLS to commence SBL business
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| 2008 |
* Opened new branch at Nakorn Ratchasima (23rd Branch)
* Granted Stock Borrowing & Lending license from the MOF
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| 2007 |
* Opened new branch at Abdulrahim Bldg
* Granted OTC Derivatives license from the SEC
* Entered into the Exclusive Partner Agreement with Morgan Stanley
* Entered into the Introducing Agent with BBL
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| 2006 |
* Became a dealer member (ordinary member) of the Thai Bond Market Association
* Signed a research support agreement with Morgan Stanley Dean Witter Asia Limited (MSDWAL)
* Being 1 of the 20 foundation members of TFEX/TCH
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| 2005 |
* Undertook IPO and listed on the SET
* Lead manager: TICON Property Fund
* Granted Derivatives Agent business license by the SEC
* Launched Fixed Income Trading business
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| 2004 |
* Bualuang Finance sold all their BLS stake to BBL
* Transformed to public company and changed par value from Bt. 10 to Bt. 2
* Offered Bt. 300 Mil. CD to BBL
* Offered 7 Mil. ESOP shares at Bt. 4.10
* Joint-lead manager IPO of TOP
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2010
• CG Rating: Excellent
The Thai Institute of Directors assessed and rated the Corporate Governance (CG) practice of BLS in 2010 as “Excellent” for the third consecutive year. The Company was one of only 70 listed firms to receive such a CG rating in the 2010 assessment.
• 2010 Annual General Shareholders Meeting (AGM) Assessment Result : Excellent
The Thai Investors Association assessed the quality of BLS’s 2010 Annual General Meeting of Shareholders (AGM) as “Excellent” for the sixth consecutive year. The total score we received was 100 (the highest possible score), which was assessed as a commendable example of holding an annual general meeting of shareholders.
• ifrasia AWARDS 2010:
Thailand Capital Markets Deal
• Finance Asia Country Awards for Achievement 2010:
- Best Thailand Deal
- Best Equity House in Thailand
• Alpha Southeast Asia:
- Best Cross-Border M&A Deal of the Year in S.E.A.
- Best Project Finance Deal of the Year in S.E.A.
- Best Retail Broker in Thailand
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2009
1. CG Rating
The Thai Institute of Directors assessed and rated the Corporate Governance (CG) practice of BLS in 2009 as “EXCELLENT” for the second consecutive year. The Company was one of only 52 listed firms to receive such a CG rating in the 2009 assessment.
2. Received ‘Excellent’ Rating, and also received special commendation for exemplary performance in the conducting of the 2009 AGM
BLS received an “EXCELLENT” rating with the total score of 100 (the highest possible score), and also received special commendation for exemplary performance in the conducting of the AGM from the 2009 Annual General Shareholders Meeting (AGM) Assessment Program which was launched by the Securities and Exchange Commission (SEC) and the Thai Investors Association (TIA).
2008
1. CG Rating
The Thai Institute of Directors assessed and rated the Corporate Governance(CG) practice of BLS in 2008 as “EXCELLENT”. The Company was one of only 22 from a total of 448 listed firms to receive such a CG rating in the 2008 assessment.
2. Received ‘Excellent’ Rating, and also received special commendation for exemplary
performance in the conducting of the 2008 AGM
BLS received an “EXCELLENT” rating with the total score exceeding 100, and also received special commendation for exemplary performance in the conducting of the AGM from the 2008 Annual General Shareholders Meeting (AGM) Assessment Program which was launched by the Securities and Exchange Commission (SEC) and the Thai Investors Association (TIA).
2007
1. Best Shareholder Treatment Award
BLS received the "Best Shareholder Treatment Award" at the Shareholder Awards 2007 ceremony, organized by the Thailand Securities Depository Co., Ltd. (TSD), in cooperation with the Thai Investors Association, the Listed Companies Association and the Thai Investor Relations Club.
2. Received ‘Excellent’ Rating, and also received special commendation for exemplary
performance in the conducting of the 2007 AGM
BLS received an “EXCELLENT” rating with the total score exceeding 100, and also received special commendation for exemplary performance in the conducting of the AGM from the 2007 Annual General Shareholders Meeting (AGM) Assessment Program which was launched by the Securities and Exchange Commission (SEC) and the Thai Investors Association (TIA).
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The Company’s Board of Directors consisted of 8 members as follow:
| Name |
Position |
Highest Education |
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1. Mr. Sansern Wongcha-um
65 Years |
- Chairman of the Board of Directors (Independent Director) |
Master of Business Administration
University of Bridgeport, USA |
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2. Mr. Chong Toh
44 Years |
- Authorized Director
- Chairman of the Executive Committee
- Member of the Nomination and Remuneration Committee |
Master of Science in Management Massachusettes
Institute of Technology, USA
Master of Arts in Philosophy, Politics and Economics,
Oxford University, UK |
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3. Ms. Chanida Sophonpanich
41 Years |
- Authorized Director
- Member of the Risk Management Committee |
Master of Business Administration
Massachusettes Institute of Technology, USA |
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4. Mrs. Yaowadee Nakhata
58 Years |
- Authorized Director
- Executive Director
- Member of the Risk Management Committee |
Master of Business Administration
Tarleton State University, USA
Master of Arts, Economic Law
Chulalongkorn University |
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5. Mr. Piya Sosothikul
41 Years |
- Authorized Director
- Executive Director |
Master of Science, Chemical Engineering,
Massachusetts Institute of
Technology Master of Business Administration,
Harvard University |
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6. Dr. Upatham Saisangjan
71 Years |
- Director (Independent Director)
- Member of the Audit Committee
- Chairman of the Nomination and Remuneration Committee |
Ph.D. Statistics University of Iowa, USA |
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7. Mr. Kaveepan Eiamsakulrat
47 Years |
- Director (Independent Director)
- Member of the Audit Committee
- Member of the Nomination and Remuneration Committee
- Chairman of the Risk Management Committee |
Master of Science, Manufacturing Systems Engineering, Lehigh University, Pennsylvania, USA
Master of Business Administration, Marketing & Intl Business, Sasin Graduate
Institute of Business Administration of Chulalongkorn University |
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8. Mr. Pichet Sithi-Amnuai
47 Years |
- Authorized Director
- Executive Director
- President |
Master of Business Administration
University of Texas at Austin, USA |
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| Name |
Position |
Highest Education |
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1. Mr. Pichet Sithi-Amnuai
47 Years |
President |
Master of Business Administration University of Texas at Austin, USA |
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2. Mr. Bannarong Pichyakorn
42 Years |
Managing Director
Sales & Trading Business |
Master of Business Administration Chulalongkorn University |
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3. Mr. Vararatana Jutimitta
41 Years |
Managing Director
Merchant Banking Business |
Bachelor of Business Administration Seattle University, USA |
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4. Mr. Kamtorn Sila-On
42 Years |
Deputy Managing Director
Private Client Investment Management Group |
Master of Business Administration MIT Sloan School, USA |
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5. Ms. Oranuch Vachiruksasavakul
49 Years |
Deputy Managing Director
Institutional Sales Group |
Master of Business Administration Western Illinois University, USA |
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6. Mr. Thavatchai Krairiksh
61 Years |
Executive Vice President
Non-Institutional Broking Group |
Bachelor of Political Science Ramkhamhaeng University |
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7. Mr. Manu Tangtatswas
49 Years |
Executive Vice President
Product Development Group |
Master of Business Administration Thammasat University |
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8. Mr. Chaiyaporn Nompitakcharoen
45 Years |
Executive Vice President
Individual Research Group |
Master of Business Administration Indiana University, USA |
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9. Mr. Thanatthep Chantarakarn
42 Years |
Executive Vice President
Institutional Research Group |
Master of Finance Murray State University, USA |
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